De minimis & Direct Product Rules
Decision Tool
Key Terms 9x515 Export Control Classification Numbers (ECCNs) (the “x†representing any of the product groups A, B, C, D or E) describe "spacecraft," related items, and some radiation-hardened microelectronic circuits that were once subject to the International Traffic in Arms Regulations (ITAR) (22 CFR Parts 120-130) and United States Munitions List Category XV. Just as the ITAR effectively trumps the Export Administration Regulations, items described in a 9x515 ECCN or "600 series" ECCN trump other ECCNs on the Commerce Control List. "600 series": ECCNs in the "xY6zz" format on the Commerce Control List (CCL) that control items on the CCL that were previously controlled on the U.S. Munitions List or that are covered by the Wassenaar Arrangement Munitions List (WAML). The "6" indicates the entry is a munitions entry on the CCL. The "x" represents the CCL category and "Y" the CCL product group. The "600 series" constitutes the munitions ECCNs within the larger CCL. An item produced outside the United States. Articles described on the U.S. Munitions List (22 CFR part 121) that pursuant to a specific carve-out note are subject to the EAR when, prior to export, reexport, retransfer, or temporary import, they are integrated into and included as an integral part of an item subject to the EAR. These items are always considered controlled content for purposes of the de minimis rule.
Commerce Control List (CCL) - A list of items under the export control jurisdiction of the Bureau of Industry and Security, U.S. Department of Commerce. Note that certain additional items described in part 732 of the EAR are also subject to the EAR. The CCL is found in Supplement No. 1 to part 774 of the EAR. Citations |
Non-U.S-made item is subject to the EAR and may require a license prior to export from abroad or reexport, see EAR to determine license requirements of the non-U.S-made item.
Key Terms An item produced outside the United States. A term used in the EAR to describe those commodities, software, technology, and activities over which the Bureau of Industry and Security (BIS) exercises regulatory jurisdiction under the EAR (see §734.2(a) of the EAR). |
Overview
The U.S. Department of Commerce, Bureau of Industry and Security (BIS) offers the following tool to help determine if a non-U.S.-made item located outside the United States is subject to the Export Administration Regulations (EAR). This tool is purely voluntary and serves as a checklist to identify and verify the key eligibility and compliance requirements of the direct product rules and the de minimis rules.
If the non-U.S.-made item is inside the United States, this tool is not for you. Non-U.S.-made items that are in the United States are subject to the EAR pursuant to § 734.3(a)(1) of the EAR, provided the non-U.S.-made item is not subject to the exclusive export control jurisdiction of another U.S. Government agency and is not otherwise excluded from the EAR on the basis of the criteria in part 734, whether or not they are wholly non-U.S.-made or not. Although the term "item" is used throughout this tool, this tool may only be used for non-U.S.-made commodities at this time (not technology or software). This decision tool does not address items classified as ECCN 0A919. Please see that ECCN entry in the Commerce Control List (CCL) for guidance.
This tool is not designed to address direct product decisions related to §736.2(b)(3)(vi) "Criteria for prohibition relating to parties on Entity List"; please see the paragraph (C) of the direct product guidance.
Please answer the following questions. You should be familiar with certain terms in order to properly answer these questions. If you do not recognize or understand a term, click on it under the "Key Terms" section for its definition. If you need further clarification, please refer to the full EAR.
If your answers are consistent with the provisions of the direct product rules or de minimis rules, you will continue to proceed through the tool. If one of your answers is not consistent with these rules, the tool will prompt you to review the requirements of the EAR pertaining to the rules. If you are unable to answer a question or for guidance on non-U.S.-made technology or software, please review the regulations pertaining to the direct product rules in § 736.2(b)(3) or to the de minimis rules in § 734.4 and Supp. No. 2 to part 734 of the EAR. If you need further assistance, please call 202-482-2440 or email [email protected].
This tool is for educational use to assist you in determining whether a non-U.S.-made item located outside the United States is subject to the EAR. Upon completing this tool, you will be able to print or review a summary of all of your answers. It is important to review the requirements of the EAR and not just depend upon the tool.
Additional Information Citations |
Subject to the EAR
Based on your previous answer your item or activity is subject to the EAR.
Please review the requirements of the EAR pertaining to Items or activities subject to the EAR under § 734.3.
If after reviewing the requirements you determine that you answered the previous question incorrectly please click the previous button below.
Key Terms "600 series": ECCNs in the "xY6zz" format on the Commerce Control List (CCL) that control items on the CCL that were previously controlled on the U.S. Munitions List or that are covered by the Wassenaar Arrangement Munitions List (WAML). The "6" indicates the entry is a munitions entry on the CCL. The "x" represents the CCL category and "Y" the CCL product group. The "600 series" constitutes the munitions ECCNs within the larger CCL. 9x515 Export Control Classification Numbers (ECCNs) (the “x†representing any of the product groups A, B, C, D or E) describe "spacecraft," related items, and some radiation-hardened microelectronic circuits that were once subject to the International Traffic in Arms Regulations (ITAR) (22 CFR Parts 120-130) and United States Munitions List Category XV. Just as the ITAR effectively trumps the Export Administration Regulations, items described in a 9x515 ECCN or "600 series" ECCN trump other ECCNs on the Commerce Control List. Commerce Control List (CCL) - A list of items under the export control jurisdiction of the Bureau of Industry and Security, U.S. Department of Commerce. Note that certain additional items described in part 732 of the EAR are also subject to the EAR. The CCL is found in Supplement No. 1 to part 774 of the EAR. An item produced outside the United States. A collection of one or more “programs†or “microprograms†fixed in any tangible medium of expression. Specific information necessary for the “developmentâ€, “productionâ€, or “use†of a product. The information takes the form of 'technical data' or 'technical assistance'. Citations |
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Key Terms "600 series": ECCNs in the "xY6zz" format on the Commerce Control List (CCL) that control items on the CCL that were previously controlled on the U.S. Munitions List or that are covered by the Wassenaar Arrangement Munitions List (WAML). The "6" indicates the entry is a munitions entry on the CCL. The "x" represents the CCL category and "Y" the CCL product group. The "600 series" constitutes the munitions ECCNs within the larger CCL. 9x515 Export Control Classification Numbers (ECCNs) (the “x†representing any of the product groups A, B, C, D or E) describe "spacecraft," related items, and some radiation-hardened microelectronic circuits that were once subject to the International Traffic in Arms Regulations (ITAR) (22 CFR Parts 120-130) and United States Munitions List Category XV. Just as the ITAR effectively trumps the Export Administration Regulations, items described in a 9x515 ECCN or "600 series" ECCN trump other ECCNs on the Commerce Control List. Commerce Control List (CCL) - A list of items under the export control jurisdiction of the Bureau of Industry and Security, U.S. Department of Commerce. Note that certain additional items described in part 732 of the EAR are also subject to the EAR. The CCL is found in Supplement No. 1 to part 774 of the EAR. In the context of the Direct Product Rule, a foreign product produced directly from certain U.S. origin technical information specified in § 736.2(b)(3) of the Export Administration Regulations (Title 15 parts 700-799 of the U.S. Code of Federal Regulations). Foreign produced items may be subject to the Export Administration Regulations (EAR) because they are being exported to certain destinations and are produced from certain U.S. origin technical information or from a plant or major component of a plant made from certain U.S. origin technical information specified in § 736.2(b)(3) of the EAR. An item produced outside the United States. Additional Information Citations |
Key Terms "600 series": ECCNs in the "xY6zz" format on the Commerce Control List (CCL) that control items on the CCL that were previously controlled on the U.S. Munitions List or that are covered by the Wassenaar Arrangement Munitions List (WAML). The "6" indicates the entry is a munitions entry on the CCL. The "x" represents the CCL category and "Y" the CCL product group. The "600 series" constitutes the munitions ECCNs within the larger CCL. Commerce Control List (CCL) - A list of items under the export control jurisdiction of the Bureau of Industry and Security, U.S. Department of Commerce. Note that certain additional items described in part 732 of the EAR are also subject to the EAR. The CCL is found in Supplement No. 1 to part 774 of the EAR. Subparagraph .y of a “600 series†or 9x515 Export Control Classification Number (ECCN). Items in a .y paragraph only require a license to Country Groups E:1, E:2 and China. See Supplement No. 1 to part 740 for the Country Groups. Citations |
Key Terms To calculate the de minimis percentage you divide the dollar value of the U.S.-origin controlled content by the dollar value of the non-U.S.-made item and then multiply by 100. You may not use a discounted value that is given to special customers. You may use a regional cost for either the U.S.-origin or non-U.S.-origin item. If you include shipping or insurance fees in the cost of the U.S. item, you must also include those fees in the non-U.S.-made foreign product cost. U.S. origin content that has a license requirement to the intended export destination of the non-U.S.-made item. Controlled Content does not include items that may be exported to the intended destination under the designation of “No License Required†or under License Exception GBS (see § 740.4 of the Export Administration Regulations). Additional Information See Supp No. 2 to Part 734 of the EAR for calculation guidance. Citations |
Key Terms An item produced outside the United States. An item classified under an Export Control Classification Number (ECCN) that does not have a “6†as the third digit. An item that is not a “spacecraft†or related commodities and classified on the Commerce Control List (Supplement No. 1 to part 774) of the Export Administration Regulations (Title 15 parts 700-799 of the U.S. Code of Federal Regulations) under one of the following Export Control Classification Numbers (ECCN) 9A515, 9B515, 9D515 and 9E515. Specific information necessary for the “developmentâ€, “productionâ€, or “use†of a product. The information takes the form of 'technical data' or 'technical assistance'. A collection of one or more “programs†or “microprograms†fixed in any tangible medium of expression. Citations |
Key Terms An item produced outside the United States. Additional Information Citations |
Key Terms Specific information necessary for the “developmentâ€, “productionâ€, or “use†of a product. The information takes the form of 'technical data' or 'technical assistance'. A collection of one or more “programs†or “microprograms†fixed in any tangible medium of expression. A list of items under the export control jurisdiction of the Bureau of Industry and Security, U.S. Department of Commerce. Note that certain additional items described in part 732 of the EAR are also subject to the EAR. The CCL is found in Supplement No. 1 to part 774 of the EAR. Additional Information |
Key Terms Specific information necessary for the “developmentâ€, “productionâ€, or “use†of a product. The information takes the form of 'technical data' or 'technical assistance'. A collection of one or more “programs†or “microprograms†fixed in any tangible medium of expression. An authorization described in part 740 of the EAR that allows you to export or reexport, under stated conditions, items subject to the EAR that otherwise would require a license. Unless otherwise indicated, these License Exceptions are not applicable to exports under the licensing jurisdiction of agencies other than the Department of Commerce. Citations |
Key Terms An item produced outside the United States. A list of items under the export control jurisdiction of the Bureau of Industry and Security, U.S. Department of Commerce. Note that certain additional items described in part 732 of the EAR are also subject to the EAR. The CCL is found in Supplement No. 1 to part 774 of the EAR. Additional Information |
Key Terms An item produced outside the United States. Additional Information Determining if your non-U.S.-made item is subject to national security controls |
Key Terms An item produced outside the United States. An item classified under an Export Control Classification Number (ECCN) that does not have a “6†as the third digit. An item that is not a “spacecraft†or related commodities and classified on the Commerce Control List (Supplement No. 1 to part 774) of the Export Administration Regulations (Title 15 parts 700-799 of the U.S. Code of Federal Regulations) under one of the following Export Control Classification Numbers (ECCN) 9A515, 9B515, 9D515 and 9E515. + Non-see-through carve-out Item An item that is not an article described on the U.S. Munitions List (22 CFR part 121) that pursuant to a specific carve-out note are subject to the EAR when, prior to export, reexport, retransfer, or temporary import, they are integrated into and included as an integral part of an item subject to the EAR. See-through carve-out items are always considered controlled content for purposes of the de minimis rule.
Citations |
Key Terms An item produced outside the United States. Additional Information Citations |
Key Terms To calculate the de minimis percentage you divide the dollar value of the U.S.-origin controlled content by the dollar value of the non-U.S.-made item and then multiply by 100. You may not use a discounted value that is given to special customers. You may use a regional cost for either the U.S.-origin or non-U.S.-origin item. If you include shipping or insurance fees in the cost of the U.S. item, you must also include those fees in the non-U.S.-made foreign product cost. U.S. origin content that has a license requirement to the intended export destination of the non-U.S.-made item. Controlled Content does not include items that may be exported to the intended destination under the designation of “No License Required†or under License Exception GBS (see § 740.4 of the Export Administration Regulations). Additional Information See Supp No. 2 to Part 734 of the EAR for calculation guidance. Citations |
Key Terms An item produced, refurbished, assembled, or upgraded in the United States. An item produced outside the United States. Citations |
Key Terms An item produced, refurbished, assembled, or upgraded in the United States. Additional Information Ineligible for de minimis: Items for which there is no de minimis level are found in 734.4(a)(1) of the EAR. Citations |
Key Terms To calculate the de minimis percentage you divide the dollar value of the U.S.-origin controlled content by the dollar value of the non-U.S.-made item and then multiply by 100. You may not use a discounted value that is given to special customers. You may use a regional cost for either the U.S.-origin or non-U.S.-origin item. If you include shipping or insurance fees in the cost of the U.S. item, you must also include those fees in the non-U.S.-made foreign product cost. U.S. origin content that has a license requirement to the intended export destination of the non-U.S.-made item. Controlled Content does not include items that may be exported to the intended destination under the designation of “No License Required†or under License Exception GBS (see § 740.4 of the Export Administration Regulations). Additional Information See Supp No. 2 to Part 734 of the EAR for calculation guidance. Citations |
Non-U.S-made item is NOT subject to the EAR.
Key Terms An item produced outside the United States. A term used in the EAR to describe those commodities, software, technology, and activities over which the Bureau of Industry and Security (BIS) exercises regulatory jurisdiction under the EAR (see §734.2(a) of the EAR). |
Non-U.S-made item is subject to the EAR and may require a license prior to export from abroad or reexport, see EAR to determine license requirements of the non-U.S.-made item.
Key Terms An item produced outside the United States. Citations |
Key Terms An item produced, refurbished, assembled, or upgraded in the United States. An authorization described in part 740 of the EAR that allows you to export or reexport, under stated conditions, items subject to the EAR that otherwise would require a license. Unless otherwise indicated, these License Exceptions are not applicable to exports under the licensing jurisdiction of agencies other than the Department of Commerce. Citations |