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Section 232 National Security Investigation of Aluminum Imports

Information on the Exclusion Process

Background

On March 8, 2018, President Trump exercised his authority under Section 232 of the Trade Expansion Act of 1962 to impose a 10 percent tariff on aluminum imports, with exemptions for Canada and Mexico, to protect our national security.  The President’s Section 232 decision is the result of an investigation led by the U.S. Department of Commerce (DOC).  U.S. Customs and Border Protection began collecting the tariffs on March 23, 2018.

In President Trump’s proclamation establishing the tariff under Section 232, the President authorized the Secretary of Commerce, in consultation with other appropriate federal agency heads, to provide relief from the additional duties for any aluminum articles determined "not to be produced in the United States in a sufficient and reasonably available amount or of a satisfactory quality and is also authorized to provide such relief based upon specific national security considerations.  Such relief shall be provided for any article only after a request for exclusion is made by a directly affected party located in the United States.”

Process

The DOC reviews each request for conformance with the submission requirements. Those requirements are set forth in:

Once a request is submitted, the U.S. Department of Homeland Security/Customs and Border Protection (CBP) reviews the Harmonized Tariff Schedule of the United States (HTSUS) code cited in the submission for accuracy.  If CBP determines the code is inaccurate, the request is rejected upon initial submission and the requester is provided CBP contact information and reason for rejection.

If CBP determines the HTSUS code is accurate, BIS conducts preliminary screening of the exclusion requests, if rejected, the submitter is notified for the reason(s), if approved, it is posted for a 30-day public comment period. If there are no objections filed against a request, and if there are no national security concerns, the request is approved.

If objections are submitted, the DOC reviews each objection for conformance with the submission requirements. If an objection is posted, the DOC will re-open the exclusion request for a rebuttal period of 7 calendar days. If a rebuttal is submitted, the DOC reviews each rebuttal for conformance with the submission requirements. If a rebuttal is posted, the DOC will re-open the exclusion request for a sur-rebuttal period of 7 calendar days.

The DOC reviews the exclusion request and the objection(s), rebuttal(s), and sur-rebuttal(s) to the request and determines whether the item is produced in the United States in a sufficient and reasonably available amount; satisfactory quality; or if there is a specific national security consideration warranting an exclusion.

The U.S. Department of Commerce published detailed procedures to request exclusion from the steel and aluminum tariffs in the Federal Register:

Filing Exclusion requests

Only individuals or organizations using aluminum articles identified in Presidential Proclamations 9704 and 9705 and engaged in business activities in the United States may submit exclusion requests. Exclusion requests submitted on regulations.gov prior to June 13th, 2019 will be posted for a 30-day comment period on regulations.gov.  Exclusion requests on or after June 13th, 2019 must be submitted on the new 232 Exclusions Portal.

For an exclusion requests to be considered, the exclusion requester must provide accurate information on:

1)    The single type of aluminum product they require using a 10-digit HTSUS code, including its specific dimension;

2)    The quantity of product required (stated in kilograms) under a one-year exclusion;

3)    A full description of the properties of the aluminum product it seeks to import, including chemical composition, dimensions, strength, toughness, ductility, magnetic permeability, surface finish, coatings, and other relevant data.

All exclusion requests will be reviewed for completeness. Only fully completed exclusion requests will be considered and posted for public review. All exclusion requests will be made available for public inspection. 

On June 10, 2019, the U.S. Department of Commerce published, “Implementation of New Commerce Section 232 Exclusions Portal” in the Federal Register Vol. 84, No. 111, 2019-12254. After June 13th, 2019, companies submitting new exclusions will be directed to submit at the 232 Exclusions Portal. For detailed information on how to file exclusion requests, please refer to the 232 Exclusions Portal.

Follow the instructions below to register and file an exclusions request. A more detailed user-guide is available at www.commerce.gov/232 website.

1)            Go to https://www.commerce.gov/232 and select 232 Exclusions Portal

2)            Create an account on the new Portal Site.

3)            Once you have created an account, click the button that says: ‘Create New Exclusion Request’.

4)            Complete the online form with production information, organization information, importer of record, organization representative contact
    information, organization activity, product information, commercial names and source countries, and certification.

5)            Click “Submit Form”

6)            You will be able to view your request on your dashboard or home screen.

Filing Exclusion Objections, Rebuttals & Sur-rebuttals

If your organization manufactures aluminum products in the United States and wishes to object to an existing exclusion request, you have 30 days from the posting of an exclusion request to submit an objection. Any individual or organization in the United States may file an objection to an exclusion request. 

For an objection filing to be considered, organizations must provide accurate information on:

1)    The aluminum products that they manufacture in the United States,

2)    The production capabilities at aluminum manufacturing facilities that they operate in the United States; and

3)    The availability and delivery time of the products that they manufacture relative to the specific aluminum product that is subject to an exclusion request. 

If objections are submitted during the 30-day comment period, the DOC reviews each objection for conformance with the submission requirements. If the objection meets the requirements, it will be posted. Once an objection is posted, the DOC will re-open the exclusion request for a rebuttal period of 7 calendar days.

During these 7 days, the party requesting an exclusion will have the opportunity to submit the rebuttal form in response to the objection. If a rebuttal is submitted, the U.S. Department of Commerce also reviews each rebuttal for conformance with the submission requirements and posts rebuttals meeting the requirements.

If a rebuttal is posted, the DOC will re-open the exclusion request for a sur-rebuttal period of 7 calendar days. During these 7 days, the objecting party will be able to submit the sur-rebuttal form in response to the rebuttal.

If the requesting or objecting parties have confidential or proprietary business information (CBI) in their rebuttal or sur-rebuttal, they must provide a summary for a public submission, comply with the other requirements in paragraph (b)(5)(iii) of the relevant supplement to 15 CFR part 705, and send the CBI to This email address is being protected from spambots. You need JavaScript enabled to view it. or This email address is being protected from spambots. You need JavaScript enabled to view it., respectively.

If the exclusion request was submitted on regulations.gov then you need to submit the objection on regulations.gov. 

For objections submitted and posted on regulations.gov please follow the below steps:

For objections and sur-rebuttals submitted after June 13th, 2019, on the 232 Exclusions Portal, please refer to the 232 Exclusions Portal external user guide for filing objections and sur-rebuttals Summary steps for posting an objection:

  • To begin creating the objection request, search for the exclusion request using the search box and entering the EXCLUSION REQUEST ID – or sorting by criteria, or manually searching for the exclusion request.
  • Organizations submitting an objection filing on an exclusion request should provide specific information on the product that their company can provide that is comparable to the aluminum product that is the subject of the exclusion request.
  • This objection request must be signed by an organization official specifically authorized to certify the document as being accurate and complete.
  • To upload supporting documents to the objection request, it must be in the form of a PDF. Once an objection is posted, the U.S. Department of Commerce will re-open the exclusion request for a rebuttal period of 7 calendar days.
  • If a rebuttal is posted, the U.S. Department of Commerce will re-open the exclusion request for a sur-rebuttal period of 7 calendar days. During these 7 days, the objecting party will be able to submit the sur-rebuttal form in response to the rebuttal.

 

Section 232 Ex Parte Communications

Ex Parte Communications

Section 232 Tariff Rate Quotas

Note: Effective May 1, 2023, the Department of Commerce has directed U.S. Customs and Border Protection to modify its administration of the European Union Aluminum Tariff-Rate Quota, Japan Steel Tariff-Rate Quota, and the United Kingdom Steel and Aluminum Tariff-Rate Quotas. Presidential Proclamations 10327, 10356, 10405, and 10406 state that articles imported under a granted Section 232 Exclusion shall count against the in-quota volume of these Tariff-Rate Quotas. Commerce interprets the use of “in-quota volume” in these Proclamations to mean that granted Section 232 Exclusions should be applied against the quarterly or biannual limits of each Tariff-Rate Quota, rather than the annual limits of each Tariff-Rate Quota.


Section 232 EU Agreement Supporting Documents

*BIS has updated the below annual quota volumes for the EU Tariff-Rate Quota with the levels effective starting January 1, 2024. Please note that all official volumes will be in published in U.S. Customs and Border Protection's (CBP) Quota Bulletins at https://www.cbp.gov/trade/quota/bulletins. Quota utilization will be published in CBP's Commodity Status Reports at https://www.cbp.gov/trade/quota/tariff-rate-quotas.

Presidential Proclamation 10327 of December 27, 2021

Aluminum TRQ by Category Listing  

Aluminum TRQ by Country Listing 

Aluminum TRQ HTS Classifications

Section 232 United Kingdom Agreement Supporting Documents

UK Aluminum TRQ by Category Listing 


Annex to Proclamation on Adjusting Imports of Aluminum Into the United States

Annex to Proclamation on Adjusting Imports of Aluminum Into the United States

U.S. Aluminum Import Monitoring

U.S. Aluminum Import Monitor

Commerce Biannual Report - Exclusion Requests by Category - January to July 2020 

 

Commerce Biannual Report - Exclusion Requests by Category - July to December 2020

 

Commerce Biannual Report - Exclusion Requests by Category - January to July 2021 

 

Commerce Biannual Report - Exclusion Requests by Category - July to December 2021 

 

Contact

  • For questions concerning the exclusion process contact This email address is being protected from spambots. You need JavaScript enabled to view it.or 202-482-4757 for aluminum-related queries. (Contact Hours: M-F, 8:30am-5:00pm EST)   
  • If you have issues uploading the forms on 232 Exclusions Portal, please contact Portal Support Help Desk at 1-202-482-3203 or This email address is being protected from spambots. You need JavaScript enabled to view it. . (Contact Hours: M-F, 8:30am-5:00pm EST) 
  • If you have issues uploading the forms on regulations.gov, please contact the www.regulations.gov Help Desk at 1-877-378-5457 (toll free) or 703-454-9859.

 

 

Last Updated: 12-20-2023, 06:00pm

Background

On March 8, 2018, President Trump exercised his authority under Section 232 of the Trade Expansion Act of 1962 to impose a 10 percent tariff on aluminum imports, with exemptions for Canada and Mexico, to protect our national security.  The President’s Section 232 decision is the result of an investigation led by the U.S. Department of Commerce (DOC).  U.S. Customs and Border Protection began collecting the tariffs on March 23, 2018.

In President Trump’s proclamation establishing the tariff under Section 232, the President authorized the Secretary of Commerce, in consultation with other appropriate federal agency heads, to provide relief from the additional duties for any aluminum articles determined "not to be produced in the United States in a sufficient and reasonably available amount or of a satisfactory quality and is also authorized to provide such relief based upon specific national security considerations.  Such relief shall be provided for any article only after a request for exclusion is made by a directly affected party located in the United States.”

Process

The DOC reviews each request for conformance with the submission requirements. Those requirements are set forth in:

Once a request is submitted, the U.S. Department of Homeland Security/Customs and Border Protection (CBP) reviews the Harmonized Tariff Schedule of the United States (HTSUS) code cited in the submission for accuracy.  If CBP determines the code is inaccurate, the request is rejected upon initial submission and the requester is provided CBP contact information and reason for rejection.

If CBP determines the HTSUS code is accurate, BIS conducts preliminary screening of the exclusion requests, if rejected, the submitter is notified for the reason(s), if approved, it is posted for a 30-day public comment period. If there are no objections filed against a request, and if there are no national security concerns, the request is approved.

If objections are submitted, the DOC reviews each objection for conformance with the submission requirements. If an objection is posted, the DOC will re-open the exclusion request for a rebuttal period of 7 calendar days. If a rebuttal is submitted, the DOC reviews each rebuttal for conformance with the submission requirements. If a rebuttal is posted, the DOC will re-open the exclusion request for a sur-rebuttal period of 7 calendar days.

The DOC reviews the exclusion request and the objection(s), rebuttal(s), and sur-rebuttal(s) to the request and determines whether the item is produced in the United States in a sufficient and reasonably available amount; satisfactory quality; or if there is a specific national security consideration warranting an exclusion.

The U.S. Department of Commerce published detailed procedures to request exclusion from the steel and aluminum tariffs in the Federal Register:

Filing Exclusion requests

Only individuals or organizations using aluminum articles identified in Presidential Proclamations 9704 and 9705 and engaged in business activities in the United States may submit exclusion requests. Exclusion requests submitted on regulations.gov prior to June 13th, 2019 will be posted for a 30-day comment period on regulations.gov.  Exclusion requests on or after June 13th, 2019 must be submitted on the new 232 Exclusions Portal.

For an exclusion requests to be considered, the exclusion requester must provide accurate information on:

1)    The single type of aluminum product they require using a 10-digit HTSUS code, including its specific dimension;

2)    The quantity of product required (stated in kilograms) under a one-year exclusion;

3)    A full description of the properties of the aluminum product it seeks to import, including chemical composition, dimensions, strength, toughness, ductility, magnetic permeability, surface finish, coatings, and other relevant data.

All exclusion requests will be reviewed for completeness. Only fully completed exclusion requests will be considered and posted for public review. All exclusion requests will be made available for public inspection. 

On June 10, 2019, the U.S. Department of Commerce published, “Implementation of New Commerce Section 232 Exclusions Portal” in the Federal Register Vol. 84, No. 111, 2019-12254. After June 13th, 2019, companies submitting new exclusions will be directed to submit at the 232 Exclusions Portal. For detailed information on how to file exclusion requests, please refer to the 232 Exclusions Portal.

Follow the instructions below to register and file an exclusions request. A more detailed user-guide is available at www.commerce.gov/232 website.

1)            Go to https://www.commerce.gov/232 and select 232 Exclusions Portal

2)            Create an account on the new Portal Site.

3)            Once you have created an account, click the button that says: ‘Create New Exclusion Request’.

4)            Complete the online form with production information, organization information, importer of record, organization representative contact information, organization activity, product information, commercial names and source countries, and certification.

5)            Click “Submit Form”

6)            You will be able to view your request on your dashboard or home screen.

Filing Exclusion Objections, Rebuttals & Sur-rebuttals

If your organization manufactures aluminum products in the United States and wishes to object to an existing exclusion request, you have 30 days from the posting of an exclusion request to submit an objection. Any individual or organization in the United States may file an objection to an exclusion request. 

For an objection filing to be considered, organizations must provide accurate information on:

1)    The aluminum products that they manufacture in the United States,

2)    The production capabilities at aluminum manufacturing facilities that they operate in the United States; and

3)    The availability and delivery time of the products that they manufacture relative to the specific aluminum product that is subject to an exclusion request. 

If objections are submitted during the 30-day comment period, the DOC reviews each objection for conformance with the submission requirements. If the objection meets the requirements, it will be posted. Once an objection is posted, the DOC will re-open the exclusion request for a rebuttal period of 7 calendar days.

During these 7 days, the party requesting an exclusion will have the opportunity to submit the rebuttal form in response to the objection. If a rebuttal is submitted, the U.S. Department of Commerce also reviews each rebuttal for conformance with the submission requirements and posts rebuttals meeting the requirements.

If a rebuttal is posted, the DOC will re-open the exclusion request for a sur-rebuttal period of 7 calendar days. During these 7 days, the objecting party will be able to submit the sur-rebuttal form in response to the rebuttal.

If the requesting or objecting parties have confidential or proprietary business information (CBI) in their rebuttal or sur-rebuttal, they must provide a summary for a public submission, comply with the other requirements in paragraph (b)(5)(iii) of the relevant supplement to 15 CFR part 705, and send the CBI to This email address is being protected from spambots. You need JavaScript enabled to view it. or This email address is being protected from spambots. You need JavaScript enabled to view it., respectively.

If the exclusion request was submitted on regulations.gov then you need to submit the objection on regulations.gov. 

For objections submitted and posted on regulations.gov please follow the below steps:

For objections and sur-rebuttals submitted after June 13th, 2019, on the 232 Exclusions Portal, please refer to the 232 Exclusions Portal external user guide for filing objections and sur-rebuttals Summary steps for posting an objection:

  • To begin creating the objection request, search for the exclusion request using the search box and entering the EXCLUSION REQUEST ID – or sorting by criteria, or manually searching for the exclusion request.
  • Organizations submitting an objection filing on an exclusion request should provide specific information on the product that their company can provide that is comparable to the aluminum product that is the subject of the exclusion request.
  • This objection request must be signed by an organization official specifically authorized to certify the document as being accurate and complete.
  • To upload supporting documents to the objection request, it must be in the form of a PDF. Once an objection is posted, the U.S. Department of Commerce will re-open the exclusion request for a rebuttal period of 7 calendar days.
  • If a rebuttal is posted, the U.S. Department of Commerce will re-open the exclusion request for a sur-rebuttal period of 7 calendar days. During these 7 days, the objecting party will be able to submit the sur-rebuttal form in response to the rebuttal.

 Contact

  • For questions concerning the exclusion process contact This email address is being protected from spambots. You need JavaScript enabled to view it.or 202-482-4757 for aluminum-related queries. (Contact Hours: M-F, 8:30am-5:00pm EST)   
  • If you have issues uploading the forms on 232 Exclusions Portal, please contact Portal Support Help Desk at 1-202-482-3203 or This email address is being protected from spambots. You need JavaScript enabled to view it. . (Contact Hours: M-F, 8:30am-5:00pm EST) 
  • If you have issues uploading the forms on regulations.gov, please contact the www.regulations.gov Help Desk at 1-877-378-5457 (toll free) or 703-454-9859.

 


Last Updated: 12-20-2019, 4:00pm